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Compounding and Adjudication

Regulatory non-compliances may result in penalties, fines, and legal consequences under various corporate and economic laws. Compounding and adjudication mechanisms provide an opportunity to regularize defaults and resolve compliance-related matters before the competent authorities.

Our Compounding & Adjudication Services

Compounding of Offences under the Companies Act, 2013.
Adjudication of Penalties before ROC and Regional Director.
FEMA Compounding Applications before RBI.
Delay Condonation and Compliance Regularization.
Representation before ROC, RD, NCLT, RBI, and Other Authorities.
Drafting of Applications, Petitions, Replies, and Submissions.
Compliance Review and Risk Assessment.
Post-Compounding Compliance Support.

Reasons for Compounding & Adjudication

# Reasons for Compounding & Adjudication
1 Delay in statutory filings and ROC compliances.
2 Non-compliance with provisions of the Companies Act, 2013.
3 FEMA reporting and procedural defaults.
4 Regulatory notices and penalty proceedings.
5 Rectification of historical compliance lapses.
6 Avoidance of prolonged litigation and prosecution.
7 Regularization of corporate and regulatory non-compliances.

Our Services Include

  1. Identification and assessment of non-compliances.
  2. Preparation of compounding and adjudication applications.
  3. Drafting of replies to notices and show-cause communications.
  4. Representation during hearings before authorities.
  5. Liaison with ROC, RD, RBI, NCLT, and other regulators.
  6. Settlement and regularization of compliance defaults.
  7. End-to-end support until closure of proceedings.
 
     
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